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Home/Regulations/MiFID II (EU Markets in Financial Instruments Directive) — Regulatory Reference
Regulatory Reference
Financial Services Global / EU high

MiFID II (EU Markets in Financial Instruments Directive) — Regulatory Reference

Investment services transparency, best execution — audit trail and cross-border data access controls for EU operations.

Key Provisions
  • Directive 2014/65/EU and Regulation (EU) 600/2014 (MiFIR)
  • Best execution obligations (Article 27) — execution policy and monitoring
  • Record-keeping (Article 16) — five-year retention of orders and transactions
  • Algorithmic trading (Article 17) — system risk controls and notification to competent authority
How AutoPIL Enforces It
  • Algorithmic trading agents registered with role and policy binding in the agent registry
  • Audit chain provides Article 16 record-keeping for AI-influenced order decisions
  • Cross-border restrictions enforce EU data residency where required
Audit LogPolicy EngineSensitivity LabelsAgent RegistryLineage
AutoPIL Policy IDs
FS-MIFID2-A16-001MiFID II Order Record Retention
FS-MIFID2-A17-001Algorithmic Trading Agent Registry
Official Sources
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065https://www.esma.europa.eu/policy-rules/mifid-ii-and-mifir

This page is a working reference and not a substitute for qualified legal review. Verify against official sources before use in compliance artifacts.

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