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Home/Regulations/CFTC Commodity Exchange Act — Regulatory Reference
Regulatory Reference
Financial Services Federal (US) high

CFTC Commodity Exchange Act — Regulatory Reference

Derivatives market oversight, swap data reporting — audit trail and supervisory controls for AI in trading.

Key Provisions
  • Part 23 — swap dealer business conduct standards
  • Part 43 — real-time public reporting of swap transaction data
  • Part 45 — swap data recordkeeping and reporting
  • Part 166 — customer protection rules including risk disclosures
How AutoPIL Enforces It
  • Audit chain captures AI agent involvement in swap order generation and execution
  • Per-role sensitivity ceilings separate customer trading data from proprietary models
  • Supervisory procedures (Part 23) implemented as enforceable AutoPIL policies
Audit LogPolicy EngineSensitivity LabelsAgent Registry
AutoPIL Policy IDs
FS-CFTC-P23-001Swap Dealer AI Supervisory Control
FS-CFTC-P45-001Swap Data Audit Chain Retention
Official Sources
https://www.cftc.gov/LawRegulation/CommodityExchangeAct/index.htmhttps://www.ecfr.gov/current/title-17/chapter-I

This page is a working reference and not a substitute for qualified legal review. Verify against official sources before use in compliance artifacts.

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